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SEC Rule 10b-5
Results: 780

#	Item
81	Microsoft Word - Kaplan Syllabus.doc Add to Reading List Source URL: www.law.washington.edu Language: English - Date: 2012-12-21 14:39:43 Securities Act Securities Litigation Uniform Standards Act Scienter SEC Rule 10b-5 Matrixx Initiatives Inc. v. Siracusano Securities Exchange Act Class action United States securities law Law Private Securities Litigation Reform Act
82	Microsoft Word - Syllabus_A537_Wi14.doc Add to Reading List Source URL: www.law.washington.edu Language: English - Date: 2014-01-02 13:18:21 Securities Act Securities Litigation Uniform Standards Act SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States Class action Scienter Wilson Sonsini Goodrich & Rosati United States securities law Law Private Securities Litigation Reform Act
83	REGULATORY COMPLIANCE & INSIDER TRADING POLICY SNAP INTERACTIVE, INC. “SNAP” Effective as of May 8, 2013 Add to Reading List Source URL: www.snap-interactive.com Language: English - Date: 2014-01-08 13:47:57 SEC Rule 10b5-1 Economics Financial system Insider trading Financial regulation SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities regulation in the United States Security Stock market United States securities law Corruption
84	Max Planck Institute Luxembourg for International, European and Regulatory Procedural Law Working Paper Series MPILux Working Paper[removed]) Add to Reading List Source URL: www.mpi.lu Language: English - Date: 2014-10-07 09:20:16 United States securities law Financial crimes Insider trading Economics Financial system SEC Rule 10b-5 Fiduciary Insider Securities Exchange Act Law Corruption Stock market
85	20 January[removed]Recent Trends in Securities Class Action Litigation: 2014 Full-Year Review Settlement amounts plummet in 2014, but post-Halliburton II filings rebound Add to Reading List Source URL: www.nera.com Language: English - Date: 2015-01-21 16:44:14 Economy of the United States United States Financial regulation Corporate crime Private Securities Litigation Reform Act Halliburton SEC Rule 10b-5 Securities Exchange Act State court United States securities law 73rd United States Congress United States Securities and Exchange Commission
86	Case[removed], Document 262-1, [removed], [removed], Page 1 of[removed]‐1837‐cr (L) United States v. Newman and Chiasson In the Add to Reading List Source URL: online.wsj.com Language: English - Date: 2014-12-10 10:30:05 Financial system Economics Insider trading United States securities law SEC Rule 10b-5 Fiduciary Securities fraud Insider Corruption Law Stock market
87	PDF Document Add to Reading List Source URL: www.morganlewis.com Language: English - Date: 2014-12-22 12:11:18 United States securities law Insider trading Fiduciary Duty of confidentiality Insider Law Common law SEC Rule 10b-5
88	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business
89	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 26, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-26 17:39:27 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act United States Securities Act SEC Rule 10b-5 Investment Advisers Act Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
90	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]February 13, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 15:33:16 Financial regulation New Deal Securities Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

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